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Our Policies

Review Cavalry Financial Services policies for privacy, billing, and appointment cancellation before continuing with service.

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Policy 01

Privacy Policy

How We Use Personal Information
Cavalry Financial Services does not sell, rent or lease consumer personal information we collect. In compliance with federal and state laws, we may use consumer personal information for one or more of the following business purposes:

To fulfill or meet the reason You provided personal information in the first place to us or to Your financial representative on Your behalf;
To create, maintain, customize and secure Your account;
To process requests, purchases, transactions and payments;
To prevent transactional fraud;
To provide support and to respond to inquiries;
To personalize and develop experiences with our Services, including offers through our websites, applications, emails, and or text message (with Your consent, where required by law);
To help maintain the safety, security, and integrity of our Services, databases, other technology assets and business lines;
For testing, research, analysis and product development, including to develop and improve our websites, products and services;
To evaluate or conduct a merger, divestiture, restructuring, reorganization, dissolution or other sale or transfer of some or all of Cavalry’s assets, whether as a going concern or as part of a bankruptcy, liquidation, or similar proceeding, in which personal information held by Cavalry Financial about users is among the assets transferred;
To respond to law enforcement requests and as required by applicable law, court order or governmental regulations;
As described to You when collecting Your personal information; and
For the reasons otherwise set forth in this Privacy Policy.

Policy 02

Billing Policy

Cavalry Financial Services, offers investment and planning services, compensating its professionals by two primary methods, fee based compensation and commissions based compensation.

Fee-based Compensation

Fee based compensation is Advisor meetings with a client are,

Policy 03

Appointment Cancelation Policy

At Cavalry Financial, we value your time and ours. To maintain efficient scheduling for all our clients, we have implemented the following policy:

Any scheduled appointment that is cancelled or rescheduled with less than 24 hours' notice before the scheduled meeting time, will incur a $150.00 missed appointment fee. Fee will be applied to client account and must be paid prior to receiving additional services.

Changes to meeting format. when scheduling meeting, client is responsible for selecting the meeting format they prefer. Should the client request to adjust the meeting format, i.e. virtual meeting, telephone call, Zoom, etc., the change is subject to the 24-hour Missed Appointment policy and fee.

Example, client-A schedules an in-office appointment to meet with your representative and sign documents, but on the day of the meeting, with less than 24-hours before the meeting start, client-A elects to change the format of the meeting to an online virtual meeting and to DocuSign the forms instead.

Client would be subject to 24-hour Missed Appointment billing because the Representative's office spent time preparing your documents and assumed expenses related to reserving the meeting space for your appointment. In regards to third-party meeting space reservations, client agrees to assume all non-refundable cost(s) that may be applied by a office leasing company, WeWork, Regus, or other third-party property management.

We appreciate your understanding and cooperation in adhering to this policy. If you need to cancel or reschedule, please contact us at least 24 hours in advance to avoid any charges.