Cavalry thinks about investment management differently than most financial advisors. For starters, we believe in knowing what you own and being intentional about where you’re invested at all times. It’s why we prefer an active management approach over a passive one.
We believe frequent portfolio monitor helps us to better know when to adjust position sizes or lock-in gains, and that active management lets your advisor correct course early when market conditions knock you off.
Different than advisors that only see your portfolio when they rebalance one or two times per year and only recommend proprietary mutual funds and pre-built model portfolios, our investment management services lets us collaborate with clients about investment themes and risk, then actively managing the portfolio to target, executing our top ideas on a frequent basis.
To achieve active management we offer Advisor Managed Portfolios, where we let your management preferences dictate the investment style and risk tolerance of the portfolio, and you allow your advisor to take control of the day-to-day trading, managing the portfolio to your investment specifications.
Designed to be advisor-discretion investing, we manage your investments on your behalf, offering a discipline-driven asset management approach so that you can feel comfortable knowing we are adhering to your desired risk-tolerances and risk-adjusted return.
Asset Management Programs
| Advisor managed portfolios (discretionary) | Third-party asset managers (Available on accounts above $50,000) |
| Advisor managed fixed income / REIT portfolios | 1,100+ Model ETF portfolios |
| Advisor managed mutual fund only portfolios | Hedge funds (Accounts above $5,000,000) |
Account Types
| Retail investment account | (UMA) Unified Managed Account |
| Retirement IRAs | (SMA) Separately Managed Account |
| Joint Owner account | Education 529 Account |
| Mutual Fund account | 401(k) Plans (see Business) |
Fees for Professional Investment Services
These are general fees our investment professional charges to manage assets. Certain programs may carry a higher investment charge and pricing is subject to change.
| Under $50,000 | 1.45% |
| $50,001 – 100,000 | 1.25% |
| $100,001 – 2,000,000 | 1.00% |
| $2,000,001 – 5,000,000 | .94 bps |
| $5,000,001 – 10,000,000 | .88 bps |
| Above $10,000,000 | Request fee |
*Minimum account size (to transfer in) is $25,000
total AUM on $100,000